November 17, 2023 Kelvin Kesse SEC Adopts Rule 10c-1a to Increase Transparency in Securities Lending. On October 13, 2023, the U.S. Securities and Exchange Commission (SEC) voted to adopt... Read More
November 9, 2023 Kelvin Kesse Corporate Transparency Act On January 1, 2024, a new reporting requirement goes into effect that will require... Read More