Kesse PLLC

Your Journey, Our Guidance
Crafting Success Stories, One Transaction at a Time

We understand the dynamic landscape of capital markets and the intricate legal nuances that shape success. Our Capital Markets & Securities Practice is your gateway to navigating the complexities of fundraising, securities offerings, and regulatory compliance with confidence.
We advise clients on the full range of public and private financings in the United States and key international financial centers.
We assist clients with various securities offerings, including:
  • Initial Public Offerings (IPOs)
  • Direct Listings
  • Follow-On/Secondary Offerings
  • Registered Direct Offerings
  • Private Placements
  • Special Purpose Acquisition Company (SPAC) Formations, SPAC IPOs and Business Combinations (DeSPACs)
  • Reverse Mergers
  • Regulation A+ Offerings
  • Regulation Crowdfunding Offerings
  • Rule 144A and Reg S offerings
  • U.S.-Canadian Cross-Border Financings
  • Debt Offerings
  • Tender Offers, Exchange Offers and Consent Solicitations
  • Other Equity, Debt and Hybrid Instruments
In international markets, we have extensive experience in providing securities and capital markets advice to Canadian cross-border issuers, China-based companies and other foreign private issuers.
We bring unparalleled competence in capital markets, offering strategic insights to optimize your financial objectives.
We recognize that each client is unique. That's why we craft bespoke solutions, ensuring that your capital strategy aligns seamlessly with your business goals.
From initial consultations to the final execution, we provide comprehensive guidance at every stage of the capital markets process. Whether you are a burgeoning startup seeking a private placement, an IPO, crowdfunding or a direct listing, an established corporation exploring debt or equity financing, or a financial institution delving into securities transactions, we are your strategic partner in success. Trust us to deliver unparalleled legal counsel, empowering you to thrive in the ever-evolving world of capital markets. We are not just advisors, we’re architects of financial triumph, helping make impossible deals happen in difficult markets.
From initial consultations to the final execution, we provide comprehensive guidance at every stage of the capital markets process. Whether you are a burgeoning startup seeking a private placement, an IPO, crowdfunding or a direct listing, an established corporation exploring debt or equity financing, or a financial institution delving into securities transactions, we are your strategic partner in success. Trust us to deliver unparalleled legal counsel, empowering you to thrive in the ever-evolving world of capital markets. We are not just advisors, we’re architects of financial triumph, helping make impossible deals happen in difficult markets.
Contact us today to unlock the full potential of your capital raising strategy and embark on a transformative journey through the world of capital markets.

Precision in Securities Law
Confidence in Compliance

As the financial landscape evolves, so does the need for expert legal guidance. At the intersection of regulatory mastery, industry knowledge and financial foresight, we bring a wealth of experience to the table, guiding you through the intricacies of the modern financial landscape.
In an era of heightened scrutiny and rapidly evolving regulatory frameworks, our Capital Markets & Securities Practice stands as the vanguard of regulatory acumen, safeguarding your interests and offering strategic insight that transcends the conventional.
The world of securities is dynamic, and so are we. Our proactive approach anticipates regulatory shifts, ensuring that your business remains agile and compliant in an ever-changing landscape.
Whether you are a corporation issuing securities, an investor seeking compliance clarity, or a financial institution aiming for regulatory resilience, we are your strategic partner in navigating the complex area of securities law.